SFC Reprimands and Fines HSBC HK$2.5 Million Over Regulatory Breaches
SFC Reprimands and Fines HSBC HK$2.5 Million Over Regulatory Breaches
Introduction
The Securities and Futures Commission (SFC) has taken disciplinary action against The Hongkong and Shanghai Banking Corporation Limited (HSBC) pursuant to section 196 of the Securities and Futures Ordinance (Cap. 571)(SFO). Read more…