SFC outlines regulatory approach to corporate misconduct in latest Regulatory Bulletin

Julia CharltonPartner, Charltons

The Securities and Futures Commission (SFC) outlined its proactive regulatory approach to tackling corporate misconduct in the second issue of the SFC Regulatory Bulletin: Listed Corporations (Regulatory Bulletin) published on 23 May 2018. The Regulatory Bulletin gives details of the SFC’s exercise of its powers under the Securities and Futures (Stock Market Listing) Rules (SMLR) in order to fulfil its statutory obligation of investor protection in the nine months ended 31 Match 2018. Read more…


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