SFC Circular Reminds Intermediaries of their Obligations to Ensure Suitability and Timely Dissemination of Information to Clients
On 27 March 2020, Hong Kong’s Securities and Futures Commission (SFC) issued a circular to Hong Kong licensed intermediaries reminding them of their suitability obligations and the need to disseminate information to clients on a timely basis where they hold an investment product on a client’s behalf[1] (the Circular). Read More…