If you are a money management or other financial services professional currently giving some serious thought to setting-out on your own as an entrepreneurial private investment fund manager, this publication is the right place to start. Our law firm specializes in the area of investment management, particularly with respect to providing comprehensive legal counsel to […]
IR Global, the world’s largest exclusive network of advisory firms is delighted to introduce Timothy Kratz of Kratz & Barry LLP. Timothy has joined IR as our exclusive Life Sciences Member in Georgia Timothy Kratz. Kratz & Barry LLP is a results-driven, battle-tested, innovative trial law firm. Timothy Kratz and George Barry were partners at one of […]
Parker MacIntyre, an Atlanta based law firm, practices in the areas of securities, securities regulations, investment adviser regulation, broker-dealer regulation, litigation and arbitration. Some of our attorneys also spent many years working as securities regulators examining firms, hearing and ruling on customer complaints, and bringing regulatory actions in court. Our RIA compliance lawyers therefore know […]
As previously noted in this firm’s sister blog (see “Private Placement Brokers Should be Legalized along with M&A Brokers” in the RIA Compliance Blog, Jan. 21, 2015), there has long been a large gray market of unregistered private placement brokers. Also see “Report and Recommendations of the Task Force on Private Placement Broker-Dealers” (American Bar Association […]
On April 17, 2017, the Securities and Exchange Commission (“SEC”) filed a complaint in the United States District Court for the Southern District of New York against Justin D. Meadlin (“Meadlin”), an investment adviser, and Hyaline Capital Management, LLC (“Hyaline”), his advisory firm. The complaint alleges that Meadlin and Hyaline made fraudulent misrepresentations and omitted material facts in order […]
On May 10, 2017, the Securities and Exchange Commission (“SEC”) issued an Order Instituting Administrative and Cease-and-Desist Proceedings (“Order”) against Barclays Capital Inc. (“Barclays Capital”). The Order alleges that Barclays Capital, in its capacity as a dually-registered investment adviser and broker-dealer, overcharged advisory clients in the course of its wealth and investment management business. In conjunction with the Order, […]
On January 20, 2017, President-elect Donald Trump will be inaugurated as the 45th president of the United States. Because immigration was a pivotal issue in his presidential campaign, many foreign nationals and employers are wondering what changes we can expect in U.S. immigration policy and practice under the new administration. President-elect Trump’s statements on […]
IR Global, the world’s largest exclusive network of advisory firms is delighted to introduce J. Steven Parker of Parker MacIntyre. Steven has joined IR as our exclusive Capital Markets member in US-Georgia. Mr. Parker has extensive experience in advising companies engaging in capital markets transactions, including advising private funds, hedge funds, investment advisers and broker dealers. […]
IR Global, the world’s largest exclusive network of advisory firms is delighted to introduce Daniel I. MacIntyre of Parker MacIntyre. Daniel has joined IR as our exclusive Capital Markets member in US-Georgia. Dan MacIntyre is Chair of the firm’s business and transactional practice group. With forty years of experience representing clients in corporate, securities and general […]
IR Global, the world’s largest exclusive network of advisory firms is delighted to introduce Fred Dawkins of Frederick C. Dawkins La aw Firm. Fred has joined IR as our exclusive Employment Law member in US- Georgia: Fred Dawkins has over 23 years of experience helping employers manage personnel-related issues having a legal dimension. He guides […]
Wagner, Johnson & Rosenthal’s Mike Rosenthal was recently featured in the American Express Open Forum. Check out the February 1, 2012 article about the Top 4 Mistakes When Franchising Your Business. Wagner, Johnston & Rosenthal, P.C.
Michael S. Rosenthal is an attorney based in Atlanta, Georgia, USA. Michael has been in practice for 35 years. Michael focuses his practice on franchise and distribution law. Michael particularly enjoys representing “inbound” foreign franchisors coming to the U.S. market and individual investors seeking to immigrate to the U.S. by qualifying for visas tied to […]