SFC Circular Reminds Intermediaries of their Obligations to Ensure Suitability and Timely Dissemination of Information to Clients

Clinton MorrowPartner, Charltons

On 27 March 2020, Hong Kong’s Securities and Futures Commission (SFC) issued a circular to Hong Kong licensed intermediaries reminding them of their suitability obligations and the need to disseminate information to clients on a timely basis where they hold an investment product on a client’s behalf[1] (the Circular). Read More…


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