SFC Bulletin gives Update on SFC’s Front-loaded Regulatory Approach
On 7th February 2020, the Securities and Futures Commission (SFC) published its SFC Regulatory Bulletin (Issue No. 4) to provide an update on its front-loaded approach to regulating market quality and corporate misconduct. The latest SFC Regulatory Bulletin includes case studies featuring the SFC’s principal areas of concern and its recent regulatory actions in relation to initial public offering (IPO) applications and corporate transactions. Read More…