Securities and Futures (Professional Investor) Rules Amendments Targeted to Take Effect on 13 July 2018
The Securities and Futures (Professional Investor) Rules (PI Rules) will be amended to implement modifications previously granted by the Securities and Futures Commission (SFC) with effect from 13 July 2018, subject to the legislative process. The SFC published its consultation conclusions to its March 2017 consultation paper on 18 May 2018, details of which are provided in Charltons’ March 2017 Newsletter. The following provides a summary of the changes to the PI Rules. Read more…